T a x a t i o n _L a w & _B u s i n e s s _L a w _@ V a l p a r a i s o _U n i v e r s i t y et al.

There will be changes in the following reading assignment. But for now it is safe to start at the beginning of Chapter 1.

L. Soderquist, Securities Regulation, Third Edition (Foundation Press, latest edition), with latest supplement

Chapters 1-8, Securities Act of 1933

Chapter 17, The Responsibilities of Securities Lawyers

 

Federal Securities Laws, Selected Statutes, Rules and Forms, latest edition (Foundation Press). Reading assignments are made by the Soderquist book.

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SEC and EDGAR

Fall 1998 Grade Distribution

Broker Vanishes With Clients'$3B

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Final Examination, 2 1/2 hours, 1:00 p.m., Friday, December 18, 1998.

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Ask the Professor/Schedule an Appointment: john.potts@valpo.edu